SEBI Debarred
Overview: The SEBI Debarred dataset provides information on individuals and entities debarred by the Securities and Exchange Board of India (SEBI), assisting finance and compliance departments in monitoring compliance with banking regulations and managing potential risks associated with debarred individuals.
SEBI Debarred Official Source Data
| Attribute | Details |
|---|---|
| Full Form | Securities and Exchange Board of India |
| Departments Involved | Finance, Compliance |
| Key Risks Identified | Banking regulation violations |
| Focus Areas | Key personnel are SEBI debarred, Reasons for debarment and its duration, Compliance with banking regulations |
| Source | SEBI https://www.bseindia.com/investors/debent.aspx |
| https://www.nseindia.com/regulations/member-sebi-debarred-entities | |
| Compliance Framework | Ensures compliance with SEBI regulations and banking laws, managing risks associated with debarred personnel |
| Used As | Scores for dimension/parameter may vary if an exact match for an entity/individual/promoter is found. Scores are influenced by the case type (latest/old) and its status (resolved/unresolved) |
| Used For | Litigation history, Defaulter & Blacklist mentions, Promoter & Related Party quality |
Data Management and Maintenance The SEBI Debarred dataset is updated as new cases are filed or resolved. The data is fetched entirely from the source, ensuring a complete capture of all relevant cases. Information is stored locally and in MySQL, with updates processed within 30 minutes.
Compliance and Regulatory Framework This dataset supports compliance with SEBI regulations, providing critical insights into debarred individuals and helping organizations manage legal risks and maintain compliance with banking and financial laws.